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Standards Conformance

XSLT 1.0 and XPath 1.0 Conformance
XSLT 2.0 Conformance
XPath 2.0 Conformance
XQuery 1.0 Conformance
Conformance with Other Specifications
Conformance Documentation
Character Encodings Supported
Collation URIs
XML 1.0 Conformance
DOM Conformance
JAXP 1.2 Conformance
XSLT Error Recovery Policy

XSLT 1.0 and XPath 1.0 conformance

Saxon XSLT implements the XSLT 1.0 and XPath 1.0 Recommendations from the World Wide Web Consortium, found at and, which are referred to here collectively as "XSLT"

Saxon is 100% conformant to the mandatory requirements of these recommendations, except in some cases where incompatibilities have been introduced in the XSLT 2.0 and XPath 2.0 working drafts.

XSLT 2.0 conformance

This release of Saxon implements many facilities defined in the draft XSLT 2.0 specification. This specification is not yet complete, though most features defined in the working draft of 2 May 2003 are available.

Known restrictions include the following:

XPath 2.0 conformance

This release of Saxon implements the full XPath 2.0 grammar as defined in the working draft of 22 August 2003, with the exception of schema-related aspects of the SequenceType production. The SequenceType production currently allows either generic types such as item() or node(), a node-kind (e.g. element(), attribute(), document-node()), a built-in simple schema type (e.g. xs:integer, xs:date, xs:ID), the types xdt:untypedAtomic or xdt:anyAtomicType, or the constructs "element(*,T)" and "attribute(*,T)" where T is a built-in simple schema type. Note that the latter require the type annotation of the node to be T, this can be set using the type attribute of xsl:element and xsl:attribute.

The restrictions in XPath 2.0 support include the following:

XQuery 1.0 Conformance

The restrictions noted above with respect to XPath 2.0 apply equally to Saxon's support for XQuery 1.0.

Additional restrictions in Saxon compared with the August 2003 draft of XQuery 1.0 include the following:

Conformance with other specifications

Saxon is dependant on the user-selected XML parser to ensure conformance with the XML 1.0 Recommendation and the XML Namespaces Recommendation.

Saxon implements the <?xml-stylesheet?> processing instruction as described in the W3C Recommendation Associating StyleSheets with XML Documents. The href pseudo-attribute must be a URI identifying an XML document containing a stylesheet, or a URI with a fragment identifier identifying an embedded stylesheet. The fragment must be the value of an ID attribute declared as such in the DTD.

Saxon works with any SAX2-conformant XML parser that is configured to enable namespace processing. There is one limitation: on the startElement() call from the XMLReader to the ContentHandler, the QName (that is, the third argument) must be present. According to the SAX2 specification, namespace-aware parsers are not obliged to supply this argument. However, all commonly-used parsers appear to do so.

Conformance Documentation

The XSLT specification says that the documentation for an implementation should specify which URI schemes are supported. Saxon supports the URI scheme implemented by the Java class, with the optional addition of a fragment identifier, as described below. Additionally, Saxon allows the user to nominate a URIResolver class which can be used to implement any URI scheme the user wants.

The XSLT specification says that the documentation for an implementation should specify for which media types fragment identifiers are supported. The standard URI resolver supports access to XML documents only. A simple fragment identifier is allowed, consisting of the value of an ID attribute in the document. The effect is to return the subdocument rooted at the element with this identifier if there is one, or an empty document otherwise. For example, the URI mydoc.xml#aaa locates the XML document mydoc.xml, and if it contains an element <eeee id="aaa">, where id is an attribute of type ID, then the document retrieved is an XML document with this <eeee> element as its outermost (document) element.

The values of the vendor-specific system properties are:

xsl:vendorSAXON n.n.n from Michael Kay

All these values are subject to change in future releases. Users wishing to test whether the processor is Saxon are advised to test whether the xsl:product system property has the value "SAXON".

The reason for returning 1.8 from xsl:version is that the product is not yet fully conformant with XSLT 2.0


Saxon implements a number of extensions to standard XSLT, following the rules for extension functions and extension elements where appropriate. The extensions are documented in extensions.html. They are all implemented in accordance with the provisions in the standard for extensibility.

Character Encodings Supported

The encodings supported on input depend entirely on your choice of XML parser.

On output, any encoding supported by the Java VM may be used.

There are some differences between the character encodings supported by the old package and the new java.nio package. If the requested encoding is not supported by the java.nio package, then all non-ASCII characters will be represented using numeric character references. If the encoding is not supported by the package, then Saxon will revert to using UTF-8 as the actual output encoding. A list of the character encodings supported in the java.nio package can be obtained by using the command java net.sf.saxon.charcode.CharacterSetFactory, with no parameters.

Collation URIs

Collations used for comparing strings can be specified by means of a URI. A collation URI may be used as an argument to many of the standard functions, and also as an attribute of xsl:sort in XSLT, and in the order by clause of a FLWOR expression in XQuery.

The W3C specifications leave the details of collation URIs entirely implementation-defined. This section explains the collation URIs that can be used with Saxon.

In Saxon XSLT stylesheets, collations may be described using a saxon:collation element as a top-level declaration in the stylesheet. In this case the value of the name attribute of the saxon:collation may be used as a collation URI. There is no constraint on the form this URI takes, indeed there is no requirement that it be a legal URI. See saxon:collation for more details.

A collation URI may also be constructed directly. This enables collation URIs to be used in XPath and XQuery applications as well as in XSLT stylesheets. Such a collation URI takes the form;keyword=value;.... The query parameters in the URI can be separated either by ampersands or semicolons, but semicolons are usually more convenient. The keywords available are as follows:

class fully-qualified Java class name of a class that implements java.util.Comparator. This parameter should not be combined with any other parameter. An instance of the requested class is created, and is used to perform the comparisons. Note that if the collation is to be used in functions such as contains() and starts-with(), this class must also be a java.text.RuleBasedCollator. This approach allows a user-defined collation to be implemented in Java.
lang any value allowed for xml:lang, for example en-US for US English This is used to find the collation appropriate to a Java locale. The collation may be further tailored using the parameters strength and decomposition.
strength primary, secondary, tertiary, or identical Indicates the differences that are considered significant when comparing two strings. A/B is a primary difference; A/a is a secondary difference; a/ is a tertiary difference (though this varies by language). So if strength=primary then A=a is true; with strength=secondary then A=a is false but a= is true; with strength=tertiary then a= is false.
decomposition none, standard, full Indicates how the collator handles Unicode composed characters. See the JDK documentation for details.

It is also possible to specify the Unicode Codepoint Collation defined in the W3C specifications, currently

In addition, the APIs provided for executing XPath and XQuery expressions allow named collations to be registered by the calling application, as part of the static context.

XML 1.0 Conformance

Saxon can be used with any SAX-conformant XML parser. The extent of XML conformance depends entirely on the chosen parser.

The default parser is the one supplied with JDK 1.4, which is a version of Apache Crimson.

DOM Conformance

Saxon accepts input (both source document and stylesheet) from any standards-compliant DOM implementation.

Saxon allows the result tree to be attached to any Document or Element node of an existing DOM. Any DOM implementation can be used, provided it is mutable.

Saxon's internal tree structure (which is visible through the Java API, including the case where Java extensions functions are called from XPath expressions) conforms with the minimal requirements of the DOM level 2 core Java language binding. This DOM interface is read-only, so all attempts to call updating methods throw an appropriate DOM exception. No optional features are implemented. The DOM interfaces to Saxon's tree structure do not reveal namespace nodes as attributes. This means it is not possible to get information about namespace declarations except by calls such as getPrefix() and getNamespaceURI() on Element and Attr nodes).

If an extension function returns a DOM Node or NodeList, this must consist only of Nodes in a tree constructed using Saxon. Since Saxon's trees cannot be updated using DOM methods, this means that the nodes returned must either be nodes from the original source tree, or nodes from a tree constructed using Saxon's proprietary API. It is not possible to construct the tree using DOM methods such as createElement() and createAttribute().

JAXP 1.2 Conformance

Saxon implements the JAXP 1.2 API (including TrAX), as defined in JSR-63. Saxon implements the interfaces in the javax.xml.transform package in full, including support for SAX, DOM, and Stream input, and SAX, DOM, and Stream output.

Note: The transformation interfaces in JAXP 1.2 are identical to JAXP 1.1: the new version only affects the XML parser interface, adding options to control schema validation.

There are restrictions in using transform() on a DOMSource when the node to be transformed is a node other than the root (i.e. the DOM Document node). These apply only if the supplied DOM is a third-party DOM, not if it is a Saxon-constructed tree. Specifically, if the start node is not the root then it must be an element; and it must not have an ancestor or preceding-sibling node, or an ancestor with a preceding-sibling node, that is an entity reference node or CDATA section node. In addition, the element must be part of a tree that is rooted at a Document node.

Saxon also implements part of the javax.xml.parsers API. Saxon no longer provides its own SAX parser, however it does provide a DocumentBuilder. The DOM interfaces are limited by the capabilities of the Saxon DOM, specifically the fact that it is read-only. Nevertheless, the DocumentBuilder may be used to construct a Saxon tree, or to obtain an empty Document node which can be supplied in a DOMResult to hold the result of a transformation.

XSLT Error Recovery Policy

Where the XSLT specification requires that an error be signaled, Saxon produces an error message and terminates stylesheet execution. In the case of errors detected at compile time, it attempts to report as many errors as possible before terminating; in the case of run-time errors, it terminates after the first error.

Where the XSLT specification states that the processor may recover from an error, Saxon takes one of three actions as described in the table below. Either it signals the error and terminates execution, or it recovers silently from the error in the manner permitted by the specification, or it places the action under user control. In the latter case there are three options: report the error and terminate, recover silently, or (the default) recover after writing a warning to the system error output stream. These actions can be modified by supplying a user-defined ErrorListener.

Handling of individual recoverable errors is described in the table below.

This list is incomplete and needs to be reviewed.

There is more than one template rule that matches a node, with the same import precedence and priority User option
There is more that one xsl:namespace-alias statement for a given prefix, with the same import precedence Recover silently
An element name defined using xsl:element is invalid User option
An attribute name defined using xsl:attribute is invalid User option
There are several attribute sets with the same import precedence that define the same named attribute Recover silently
A processing-instruction name defined using xsl:processing-instruction is invalid User option
A node other than a text node is written to the result tree while instantiating xsl:attribute, xsl:comment, or xsl:processing-instruction User option
Invalid characters are written to the content of a comment or processing instruction User option
An attribute node or namespace node is written directly to the root of a result tree fragment, or to any other node that is not an element node. User option
A value supplied to the value attribute of xsl:number is negative or non-numeric User option
The document() function identifies a resource that cannot be retrieved User option
There are several xsl:output elements specifying the same attribute with the same import precedence Recover silently
disable-output-escaping is used for a text node while instantiating xsl:attribute, xsl:comment, or xsl:processing-instruction Recover silently
disable-output-escaping is used for a text node within a result tree fragment that is subsequently converted to a string or number Recover silently
disable-output-escaping is used for a text node containing a character that cannot be output using the target encoding Recover silently

Michael H. Kay
1 October 2003